We can undertake ad hoc or regular compliance reviews of your operational processes and structures. This independent review of your business checks you are compliant with statute and best practice and ensures that you have robust and clear processes and procedures. You will be able to demonstrate to your Regulator that you take your compliance requirements seriously.
Our services range from a desktop review of a practice area, your documentation or an element of case work, up to full onsite reviews covering all aspects of your practice and case operations. The extent of your requirement is discussed with you at the outset. Many of our customers engage us for regular compliance reviews, selecting different aspects of casework for assessment. The compliance review can also be used as a foundation for any strategic changes identified in the business.
Our prices for Compliance Reviews vary depending on the scope of the work – which we will discuss with you at the outset. We will provide you with our confidentiality agreement and a Service Level Agreement, which clearly sets out the scope of the work and the fees payable.